01 / General

Information accuracy and publication.

Information presented is believed to be factual and up-to-date, but we do not guarantee its accuracy and it should not be regarded as a complete analysis of the subjects discussed. All expressions of opinion reflect the judgment of the authors as of the date of publication and are subject to change.

02 / Scope

Not personalized investment advice.

Information on this website does not involve the rendering of personalized investment advice, but is limited to the dissemination of general information on products and services. A professional adviser should be consulted before implementing any of the options presented.

03 / Tax & Legal

Rockline does not offer tax or legal services.

Rockline Wealth Management does not offer tax or legal services. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation.

04 / Securities

Not an offer to buy or sell securities.

Information on this website is not an offer to buy or sell, or a solicitation of any offer to buy or sell the securities mentioned herein. The opinions expressed and material provided are for general information, and should not be considered a solicitation of financial advice or for the purchase or sale of any security.

05 / Third-Party Links

Links to outside websites.

Hyperlinks on this website are provided as a convenience and we disclaim any responsibility for information, services, or products found on websites linked hereto.

06 / Registration

SEC registration and geographic scope.

Information on this website is directed toward U.S. residents only. Rockline Wealth Management, LLC is registered as an investment adviser with the U.S. Securities and Exchange Commission and only transacts business in states where it is properly registered, or is excluded or exempted from registration requirements.

Registration as an investment adviser does not constitute an endorsement of the firm by the SEC nor does it indicate that the adviser has attained a particular level of skill or ability.

07 / Investment Risk

No guarantee of profit or performance.

All investment strategies have the potential for profit or loss. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment or strategy will be suitable or profitable for a client's investment portfolio. Asset allocation and diversification do not ensure or guarantee better performance and cannot eliminate the risk of investment losses.

08 / Forward-Looking

Forward-looking statements.

Certain information contained herein constitutes "forward-looking statements," which can be identified by the use of forward-looking terminology such as "may," "will," "should," "expect," "anticipate," "project," "estimate," "intend," "continue," or "believe," or the negatives thereof or other variations thereon or comparable terminology.

Due to various risks and uncertainties, actual events, results, or actual performance may differ materially from those reflected or contemplated in such forward-looking statements. Nothing contained herein may be relied upon as a guarantee, promise, assurance, or a representation as to the future.

09 / Rankings & Recognition

Forbes and Inc. 5000 disclosures.

The Forbes rankings of Best-in-State Wealth Advisors and Top Next-Generation Wealth Advisors, developed by SHOOK Research, are based on an algorithm of qualitative and quantitative data, rating thousands of wealth advisors born in or after 1980. Advisors are interviewed by telephone and in person to evaluate service models, investing process, experience levels, and integrity.

Additional factors considered include compliance record, client retention, revenues produced for their firms, and assets managed. Portfolio performance is not a criterion due to varying client objectives and lack of audited data. Neither Forbes nor SHOOK receives a fee in exchange for rankings. The latest Forbes rankings of Best-in-State Wealth Advisors was awarded in April of 2026 with data submitted in 2025. The Top Next-Generation Wealth Advisor was awarded in August of 2025, with data submitted in 2024.

The Inc. 5000 award was given in July of 2025 with data submitted for the 2024 and 2021 calendar years. The ranking measured annual revenue growth over the three-year period (2021–2024), which had to be verified by an accountant who works with Rockline Wealth Management, LLC. A fee was paid in order to apply for this award; however, there was no cash compensation for being named on the list.

10 / Assets Under Management

AUM and AUA definitions.

Assets Under Management ("AUM") is defined as securities portfolios for which Rockline Wealth Management provides continuous and regular supervisory or management services.

11 / Form ADV

Form ADV disclosure.

For more information on our latest Form ADV, please see the public filing on the SEC's Investment Adviser Public Disclosure website: Rockline Wealth Management LLC — Investment Adviser Firm.